Defined by our legacy. Energized by our future.

For more than 50 years, financial professionals have chosen HTK as their trusted partner.

The HTK Difference
A culture where you can thrive (desktop)A culture where you can thrive (mobile)

A culture where you can thrive

A friendly home office team at your service. Technology that’s built to evolve. Ongoing peer-to-peer encouragement.

Financial professionals who choose HTK as their broker-dealer and registered investment adviser receive a complete range of solutions and services tailored to their business.

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By the numbers

Our firm is small by design, with large-scale capabilities to help financial professionals best serve their clients.

  • 500+

    Financial Professionals1

    Located across the U.S., our independent financial professionals offer comprehensive solutions for wealth management.

  • Top 25

    Independent Broker-Dealer

    We’re rising in the ranks with national recognition and prominent standing within InvestmentNews, Wealth Management and other leading industry media.2

  • $18 billion

    Client Assets

    More than 190,000 client accounts are managed or under advisement by HTK.3

  • 1847

    Founding year of our parent company

    HTK is backed by the strength and stability of The Penn Mutual Life Insurance Company.

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1As of September 30, 2023. 2In 2023 independent broker-dealer rankings, based on revenue, HTK placed No. 22, InvestmentNews; No. 25, Financial Advisor; No. 25, Financial Planning. HTK was a Finalist in the 2023 Industry Awards, in the Practice Management category for our transformed fee-based financial planning program. 3Client assets and client accounts approximate and as of September 30, 2023.

Get in touch

Whether you’re a current financial professional, a client with our firm or interested in learning more, we’re here to help.

Contact us