Lori Bogatz has joined 1847Financial as AVP of BD/RIA Operations, reporting to Niki Muller. In her role, Lori is responsible for leading the BD/RIA operations teams within HTK, with a focus on top-tier service, streamlined processing, risk mitigation and enhanced technology to support financial professionals.
Lori brings more than 25 years of experience in the financial services industry, specifically working in the independent channel leading multiple operations teams. Lori has a strong background in operations and a successful track record leading change, providing exceptional customer service to financial professionals, mitigating risk and delivering process improvements to gain efficiencies and scalability.
Prior to joining 1847Financial, Lori led multiple operations teams at Osaic Wealth Inc and Securities America. Lori holds her Series 7, 24, and 66. She has a Bachelor of Science in Finance and a Master of Business Administration from Northwest Missouri State University.
Niki Muller, VP – 1847Financial, shared her thoughts on Lori joining the team. “I’m excited to welcome Lori to our team! With her extensive experiences leading operational change and service enhancements, she’ll bring fresh ideas and proven successes that enable 1847Financial to deliver best-in-class experiences to financial professionals and their clients.”
Lori resides in Gretna, Nebraska. She enjoys reading, going to concerts and Broadway shows, volunteering and spending time with her family and friends.