Helping independent financial professionals support you
HTK is a brokerage firm that partners with independent financial professionals to provide the infrastructure and platform for them to do business. We support more than 800 financial professionals1 and 130,000 clients2 across the U.S. with a wide range of financial solutions, including insurance and investments.
Our role in your financial services
We support your financial professional by providing them with the tools to help you reach your financial goals. HTK offers:
Comprehensive investment and insurance solutions
Trade execution, clearing and custody powered by BNY Mellon’s Pershing, the industry’s largest provider of clearing services
Technology and day-to-day support for independent financial professionals to operate and develop their practice
Compliance and supervision of activities
Frequently asked questions
You may have questions about HTK’s role and how we support your independent financial professional. Read on for more information.
What is a broker-dealer and registered investment adviser?
I received a letter in the mail from HTK. Why are you contacting me?
How do you protect my information and finances?
What is your relationship with Penn Mutual?
Make informed choices
FINRA is a not-for-profit organization authorized by U.S. Congress to protect investors by ensuring the broker-dealer industry operates fairly and with integrity. FINRA’s BrokerCheck is a free online tool you can use to research the background and experience of financial professionals and firms.